Showing posts with label space. Show all posts
Showing posts with label space. Show all posts

Talking with the Moon: Inside Apollo's premodulation processor

The Apollo missions to the Moon required complex hardware to communicate between Earth and the spacecraft, sending radio signals over hundreds of thousands of miles. The premodulation processor was a key component of this system, combining voice, scientific data, TV, and telemetry for transmission to Earth.1 It was built from components that were welded together and tightly packed into a 14.5-pound box.2 In this blog post, I look inside the premodulation processor, examine its construction, and describe how each module worked.

The premodulation processor with its case removed, showing some of the circuitry. (Click any image for a larger version.)

The premodulation processor with its case removed, showing some of the circuitry. (Click any image for a larger version.)

The communications systems in the Apollo Command Module were very complex, as shown in the block diagram below.3 The premodulation processor (PMP, yellow) played a central role: most of the audio (red), data (orange), and TV (purple) went through the premodulation processor, where the signals were combined for transmission by the S-band (blue) radio systems. The premodulation processor also handled most of the voice and data signals received from Earth or from the Lunar Module via the VHF (green) or S-band radio systems.

Block diagram of the Apollo communications system.
From Apollo Operations Handbook: Telecommunications System page 3.

Block diagram of the Apollo communications system. From Apollo Operations Handbook: Telecommunications System page 3.

One reason for the complexity of the premodulation processor was that the audio system had to support a variety of communications configurations. The diagram below illustrates one configuration, when astronauts were walking on the Moon (i.e. extra-vehicular activity, EVA). They communicated with the Lunar Module on the Moon's surface via VHF/AM radio, which relayed their audio to Earth via the Unified S-Band (USB) radio. Meanwhile, the Command and Service Module (CSM) orbiting the Moon also communicated with Earth via S-Band. These voices were conferenced together so the astronauts and ground could all hear each other. The need for redundancy added to the complexity; for example, signals from the Moon could be relayed through the Command Module in the event of an equipment failure.

Typical Apollo communication for lunar surface operations. From Apollo Experience Report.

Typical Apollo communication for lunar surface operations. From Apollo Experience Report.

Construction

Like much of the Apollo electronics, the premodulation processor was packaged in a drab bluish metal case. The case has four round military-style connectors on top that linked the various audio, RF, and control signals to other components of the spacecraft.

This photo shows the premodulation processor inside its case.

This photo shows the premodulation processor inside its case.

We opened the case by removing the screws and inside we found 11 rectangular modules packed together tightly, from the power supply at the top to the "SCO & diff ampl" (subcarrier oscillator and differential amplifier) at the bottom, conveniently labeled with their functions. The modules were plugged into a thin backplane,5 at the right, connected by D-Sub connectors, similar to vintage RS-232 connectors but in a variety of sizes. Bundles of wires connected the backplane to the round connectors. This construction technique made it easy for us to remove the modules and inspect them individually.

A side view of the premodulation processor, showing the labeled modules.

A side view of the premodulation processor, showing the labeled modules.

The modules themselves don't use printed-circuit boards, but instead are built from components that are spot-welded to metal pegs, as shown below.6 These resistors, diodes, capacitors, and transistors are tightly packed with a jumble of overlapping wiring. Most of the wiring consists of the component leads, but point-to-point wiring provided additional connection. The wiring is a combination of color-coded insulated wires, bare wires, and bare wires in clear insulating tubes. The components are liberally covered in what looks like hot glue. I suspect that the hot glue was only used in equipment for ground testing, while modules for spaceflight were fully encapsulated to prevent short circuits.

A closeup of the wiring in the aux bi-phase modulator module. Most of the connections are spot-welded, although a few seem to have solder.

A closeup of the wiring in the aux bi-phase modulator module. Most of the connections are spot-welded, although a few seem to have solder.

The modules have circuitry on both sides, which increased the density. About half of the metal pegs provide connection to the other side, while half have plastic stubs on one side. As will be seen below, many of the modules also contain rectangular metal sub-units that implement functional blocks such as oscillators or filters. It appears that these standardized functions could be bought "off-the-shelf", not as integrated circuits, but as blocks containing discrete components.

In the following sections, I'll discuss each module in more detail, starting with the power supply.

Power supply module

The premodulation processor contains a power supply that converted the spacecraft's 28-volt DC supply to 18 volts. For efficiency, it is a switching power supply, a buck converter that chops up the input power at a high frequency to drop it to the lower voltage. Although switching power supplies are now ubiquitous, in everything from phone chargers to PC power supplies, switching power supplies were expensive and rare in the 1960s, used in aerospace applications that required a compact, high-efficiency power supply.

The block diagram below shows that the power supply was implemented redundantly, with a normal regular and an auxiliary regulator. A relay switches between the two regulators, controlled by the PMP NORM/AUX switch.

Diagram of the power supply module. From Command/Service Module Systems Handbook p63.

Diagram of the power supply module. From Command/Service Module Systems Handbook p63.

You may know of the Apollo 12 incident where the spacecraft was hit by lightning seconds after launch, scrambling the telemetry. The problem was resolved by the famous "set SCE to AUX" switch.7 The PMP's power switch is next to the SCE switch but never played a dramatic role.8

The power switches for the signal conditioning equipment (SCE) and the premodulation processor (PMP) are in the lower-left corner of the Command Module's control panel. Each switch has positions for NORM, OFF, and AUX.

The power switches for the signal conditioning equipment (SCE) and the premodulation processor (PMP) are in the lower-left corner of the Command Module's control panel. Each switch has positions for NORM, OFF, and AUX.

The photo below shows the power supply module. The redundant halves of the power supply are visible with the lower circuitry a mirror image of the upper circuitry. The relay to switch between the two is the black box in the center-left. The power switching transistors are above and below the relay, fastened down with screws. To the right of the transistors are cylindrical tan inductors, storing energy across each pulse. Large silver filter capacitors are between the inductors. The right half of the module is the control circuitry: resistors, capacitors, transistors, and diodes. The connector at the far right connects the power supply to the other modules via the backplane.

The power supply module for the premodulation processor.

The power supply module for the premodulation processor.

Flipping the power supply over reveals the high-frequency power transistors, in large metal packages to dissipate heat. These packages are square, unlike the typical two-tab (TO-3) power transistor packaging. Note the second layer of discrete component circuitry on this side of the module. This illustrates how the modules have two layers of circuitry, one on each side. You can also see the tops of the smaller transistors that are wired on the other side.

Underside of the power supply with 2N3137 power transistors.

Underside of the power supply with 2N3137 power transistors.

Voice and data detector module

The data and voice detectors handle signals transmitted to the spacecraft over the S-band. The S-band transceiver receives these signals, demodulates them, and passes the signal to the premodulation processor. The data and voice detectors appear as one module on the block diagram below but are implemented as two modules physically.

Diagram of the data and voice detector modules. From Command/Service Module Systems Handbook p63.

Diagram of the data and voice detector modules. From Command/Service Module Systems Handbook p63.

The photo below shows the voice detector module. Voice is transmitted to the spacecraft, frequency modulated onto a 30-kilohertz subcarrier. The voice detector extracts this signal through a 30-kilohertz bandpass filter, demodulates it with an FM discriminator, amplifies it, and sends it to the Audio Center, which provides it to the astronauts. The largest component of the module is the 30-kilohertz bandpass filter at the center top. This module was built by Bulova Electronics, a division of the watch company that produced quartz crystals, oscillators, filters, servo amplifiers, and other components. Two gray transformers are also visible; these coupled the audio signals. The black relay in the lower right was controlled by the "Up Voice Relay" console switch. (Don't be confused by the two completely different definitions of "relay".)

The circuitry of the voice detector module. The connector is on the left.

The circuitry of the voice detector module. The connector is on the left.

More circuitry is on the other side of the voice detector. The transformers, relay, and bandpass filter are visible through openings in the module's metal frame. The discrete components are arranged in orderly columns, unlike the other modules.

The other side of the voice detector module.

The other side of the voice detector module.

The data detector module operated similarly to the voice detector, except that it extracted the data link signals from ground. From the data detector module, data was processed by the Up-Data Link box, giving the ground control over multiple spacecraft systems. For instance, commands could be entered into the Apollo Guidance Computer. The spacecraft clock (CTE, Central Timing Equipment) could be set. Various relays could be controlled, overriding some of the switches on the console.

The data detector module. It contains a 70-kilohertz bandpass filter produced by Bulova.

The data detector module. It contains a 70-kilohertz bandpass filter produced by Bulova.

The implementation of the data detector module (above) is similar to the voice detector module, but simpler since it doesn't have the summing and switching circuitry. It uses a 70-kilohertz bandpass filter module, rather than the voice detector's 30-kilohertz filter. In case of a malfunction with the voice detector, backup voice communication could be transmitted to the spacecraft over the 70-kilohertz subcarrier, and extracted by the data detector module. This mode was controlled by the "Up-voice backup" switch.

Bi-phase modulator modules

The role of the bi-phase modulator modules was to modulate telemetry data using bi-phase modulation. In total, data had three layers of modulation. First, data was digitally encoded using pulse-code modulation (PCM). Next, this module applied bi-phase modulation to the bits at 1.024 MHz. Finally, the S-band transceiver used FM or PM (frequency or phase modulation) for the communication to Earth.

Bi-phase modulation encodes a bit using a sine wave for a 1 and an inverted sine wave for a 0 (i.e. a phase shift of 180°). Bi-phase modulation is a type of phase-shift keying. The PCM data was at 51.2 kilobits per second ("high bit rate") or 1.6 kilobits per second ("low bit rate"). Since the data was modulated at 1.024 MHz, a bit was encoded by at least 20 cycles of the waveform. This gave the receiver plenty of time to determine the phase and distinguish a 0 from a 1.

Diagram of the normal bi-phase module. From Command/Service Module Systems Handbook p63.

Diagram of the normal bi-phase module. From Command/Service Module Systems Handbook p63.

The premoduation processor contains two modulator modules: the "normal" module and the "auxiliary" module. The normal module transmits real-time data over PM, while the auxiliary module is more flexible. The normal bi-phase modulator module (below) contains a complex tangle of circuitry. The 1.024 MHz bandpass filter is the large metal package at the right, limiting the output signal to a narrow frequency range around 1.024 Mhz.

Inside the bi-phase modulator module.

Inside the bi-phase modulator module.

The auxiliary bi-phase modulator (below) is roughly the same as the normal modulator, but with a bit more circuitry to switch between modes, transmitting either recorded PCM data from tape or real-time PCM data, using the PM or FM transmitters. Curiously, the different modes are selected by switching the power supply between NORM and AUX. In NORM mode, the auxiliary module transmits recorded data over FM. In AUX mode, the auxiliary module transmits real-time data over both PM and FM, providing a backup in case the normal module fails.

Diagram of the auxiliary bi-phase module. From Command/Service Module Systems Handbook p63.

Diagram of the auxiliary bi-phase module. From Command/Service Module Systems Handbook p63.

The output signals from the bi-phase modulators are processed either by the FM mixer / LM PCM limiter module or the PM mixer / key / TV module; these are discussed later.

Underside of the auxiliary bi-phase modulator. The bandpass filter is at the left.

Underside of the auxiliary bi-phase modulator. The bandpass filter is at the left.

Voice clipper module

Voice communication from astronauts to the ground ("downlink voice") went through multiple stages of processing to improve quality. The design standard for the Apollo audio system was 90% word intelligibility for the main links and 70% for the backup links.9 This standard seems surprisingly poor, with one out of 10 words unintelligible, but achieving this standard was challenging due to the extreme distance to the Moon. Moreover, the spacecraft had a lot of ambient noise that interfered with communication. To maximize voice intelligibility over the available radio link, the voice signal was pre-emphasized and clipped. The voice clipper module (below) implemented the pre-emphasis and clipping of the voice signal.

Diagram of the voice clipper module. From Command/Service Module Systems Handbook p63.

Diagram of the voice clipper module. From Command/Service Module Systems Handbook p63.

The photo below shows the voice clipper module. It has two gray audio transformers at the left. The remainder of the module is filled with circuitry.

The voice clipper module.

The voice clipper module.

The voice signal next goes to the voice relay module, discussed below. (The backup voice signal, however, went directly to the S-band transceiver for transmission to ground.)10

Voice relay module

The voice relay module permitted voice communication from the Lunar Module to be relayed through the Command Module instead of being transmitted directly to Earth from the Lunar Module. If the S-band mode switch was set to "RELAY", the voice and biomedical data from the Lunar Module would be mixed in with the Command Module's voice signal and sent to Earth. This module also optionally applied a low-pass filter to the Command Module's voice signal, under the control of the VHF duplex switch. (I think this is so voice and biomed data can be sent over the same channel without frequency conflict.)

Diagram of the voice relay module. From Command/Service Module Systems Handbook p63.

Diagram of the voice relay module. From Command/Service Module Systems Handbook p63.

The photo below shows the voice relay module circuitry. There are three audio transformers, along with circuitry liberally encased in goo.

The voice relay module.

The voice relay module.

Flipping the module over, the upper right corner is completely covered in plastic. The reason for this is unclear. That corner holds one of the transformers, but I don't see a reason why this one in particular would be covered.

The other side of the voice relay module.

The other side of the voice relay module.

Voice modulator module

Next, the voice signal went to the voice modulator module, which used a complicated circuit to apply frequency modulation. First, the voice signal controls a 113-kilohertz voltage-controlled oscillator (VCO), yielding an FM signal at 113 kilohertz. Next, this signal is mixed with a 512-kilohertz signal from the central timing equipment (CTE), yielding signals at the sum and difference frequencies (399 kHz and 625 kHz). The bandpass filter passes the 625-kilohertz FM signal. The signal frequency is doubled and filtered to produce the final 1.25 MHz FM signal.

Diagram of the voice modulator module. From Command/Service Module Systems Handbook p63.

Diagram of the voice modulator module. From Command/Service Module Systems Handbook p63.

Three large modules are visible inside: the voltage-controlled oscillator and the two bandpass filters.

Inside the voice modulator module.

Inside the voice modulator module.

The other side of the module has the circuitry, wired to the larger modules. The frequency-doubler may be implemented by a varactor diode, but I haven't located it. From the voice modulator, the voice signal passed to the PM mixer / key / TV module.

Another view of the voice modulator module.

Another view of the voice modulator module.

PM mixer/key/TV module

As the name suggests, the PM mixer/key/TV module had multiple functions. In the top part of the diagram below, the mixer combines three data sources: voice with data, emergency keying, and voice. The voice and data combination consists of PCM data at 1.024 megahertz with voice data at 1.25 megahertz; the PCM data is provided by one of the bi-phase modulator modules, while the voice data is provided by the voice modulator module. The next mixer input is the emergency key signal. The purpose of emergency key is that if voice communication failed, an astronaut could send Morse code by using the XMIT key on their communication cable. This key signal might be able to get through to Earth even if voice communication fails or is unintelligible. This module produces the emergency key signal at 512 kHz along with a 400 Hz feedback tone for the astronauts. The final mixer source is voice. The sum of these signals is sent to the S-band PM transponder for phase modulation and transmission. This module also includes a TV isolation amplifier to supply a TV signal to ground support equipment (GSE) before launch.

Diagram of the PM mixer / key / TV module. From Command/Service Module Systems Handbook p63.

Diagram of the PM mixer / key / TV module. From Command/Service Module Systems Handbook p63.

The photo below shows this module. On the front right is a component that looks a bit like a power transistor. However, it is an adjustable component (note the screw in the middle), probably a variable resistor.

The PM mixer / key / TV module.

The PM mixer / key / TV module.

SCO (subcarrier oscillator) and differential amplifier

This module is used for transmitting three channels of analog scientific data. (This is in contrast to most of the data, which was transmitted digitally, using pulse-code modulation (PCM).) Each of the three scientific signals modulates a subcarrier oscillator on a different frequency: 95 kHz, 125 kHz, and 165 kHz. These signals are sent to the FM mixer / LM PCM limiter module, which will be discussed in the next section.

This module also contains relays so the real-time scientific data could be directed to tape for storage. The recorded data could be played back for transmission, amplified by the differential amplifiers. The mode was controlled by the S-band Aux TV/SCI switch. If set to SCI, real-time scientific data was transmitted. If the transmitter was used for TV, the scientific data was recorded to tape for later playback. The tape recorder switch was set to PCM/ANLG to play back the analog data.

Diagram of the SCO differential amplifier module. From Command/Service Module Systems Handbook p63.

Diagram of the SCO differential amplifier module. From Command/Service Module Systems Handbook p63.

Inside, the three large tan oscillator modules are visible. The three relays are the smaller grayish boxes. This module has the D-Sub connector attached with wires and rotated 90°, unlike the other modules that have the connector mounted to the end of the module.

The SCO & differential amplifier module.

The SCO & differential amplifier module.

On the other side of the module, the circuitry is visible. Note the 6-pin transistors (gold and green circles). These probably contain two carefully-matched transistors for the differential amplifiers. The performance of a differential amplifier strongly depends on its two input transistors; by putting the transistors in the same package, the effects of temperature are minimized.

Another view of the SCO & differential amplifier module.

Another view of the SCO & differential amplifier module.

FM mixer / LM PCM limiter module

The final module is the FM mixer / LM PCM limiter. Like the PM mixer module, this module combines multiple signals for transmission. But this module prepares signals for FM transmission rather than PM transmission. Specifically, the module combines the three analog scientific data inputs, digital PCM data from the Lunar Module, intercom voice from the Lunar module, and PCM data modulated at 1.024 MHz. Various switches on the console control the different modes.

Diagram of the FM mixer / LM PCM limiter module. From Command/Service Module Systems Handbook p63.

Diagram of the FM mixer / LM PCM limiter module. From Command/Service Module Systems Handbook p63.

The photo below shows the module's circuitry. It has four gray transformers along with the typical transistors, diodes, resistors, and capacitors.

The FM mixer / LM PCM limiter module.

The FM mixer / LM PCM limiter module.

The unusual feature of this module is the encapsulated module in the upper left. This module appears to contain three transistors and five capacitors. It's unclear why these components are encased in plastic. The block diagram for this module doesn't show any special circuitry that would motivate encapsulation. I hope to reverse-engineer this module to figure this out.

The encapsulated block appears to contain three transistors and five capacitors.

The encapsulated block appears to contain three transistors and five capacitors.

Conclusion

Well, I had planned to write a quick description of what we saw inside the premodulation processor but it turned out to be much more complicated than I expected. Congratulations on making it to the end of this blog post.

The premodulation processor illustrates how analog electronics were very bulky before integrated circuits became popular. In the modules, amplifiers and other functional blocks were built from discrete components. The result was a 14.5-pound box to perform a few signal processing tasks. A decade later, many of the circuits could have been replaced with compact ICs.

The premodulation processor also shows how complex everything was in Apollo. You might think that transmitting voice, data, and TV wouldn't be too tricky, just three signals. But everything needed to be redundant. Then there were special cases, such as recording data when you're on the far side of the Moon. Or communicating between astronauts in the Command Module, in the Lunar Module, and walking on the Moon. All these cases required circuitry to switch signals and optimize the radio link for each mode. And the premodulation processor is just one of many boxes in the Apollo communications system! Apollo is like a fractal, where you find successive layers of complexity as you look closer at any system.

We haven't been able to find detailed schematics of the premodulation processor modules, so I plan to reverse-engineer some of the circuitry. I announce my latest blog posts on Twitter, so follow me @kenshirriff for updates. I also have an RSS feed. Thanks to Marcel for providing the premodulation processor and letting Mike, CuriousMarc and me disassemble it.

Front view of the premodulation processor with the case removed.

Front view of the premodulation processor with the case removed.

Notes and references

  1. The Apollo Operations Handbook: Telecommunications System gives this description: "The premodulation processor (PMP) equipment provides the interface connection between the airborne data-gathering equipment and the RF electronics. The PMP accomplishes signal modulation and demodulation, signal mixing, and the proper switching of signals so that the correct intelligence corresponding to a given mode of operation is transmitted." 

  2. The premodulation processor was one of many boxes of electronic circuitry packed into the spacecraft and linked by thick cables. The diagram below highlights where it was mounted in the lower equipment bay of the Apollo Command Module.

    The premodulation processor was one of many electronic boxes in the Command Module's lower equipment bay. Diagram from Command/Service Module Systems Handbook p212.

    The premodulation processor was one of many electronic boxes in the Command Module's lower equipment bay. Diagram from Command/Service Module Systems Handbook p212.

     

  3. The block diagram below shows the functions of the premodulation processor, along with the switches that control it.

    A block diagram of the premodulation processor. From Apollo Operations Handbook: Telecommunications System.

    A block diagram of the premodulation processor. From Apollo Operations Handbook: Telecommunications System.

    The block diagram below provides a more detailed view of the premodulation processor. I split out the sub-module diagrams for the discussion, but the full diagram shows the interconnections between the modules.

    Block diagram of the PMP. (Click for a larger version.)
From Command/Service Module Systems Handbook p63.

    Block diagram of the PMP. (Click for a larger version.) From Command/Service Module Systems Handbook p63.

     

  4. As shown by the nameplate, the premodulation processor was built by Collins Radio in 1966, two days before Christmas. Collins Radio built much of the communications equipment for the space program from Mercury through Apollo including the Deep Space Network antenna system, microwave links, and ground support equipment (details).4

    The nameplate for the premodulation processor shows that it was built by Collins Radio.

    The nameplate for the premodulation processor shows that it was built by Collins Radio.

     

  5. The backplane is a sheet of metal with D-Sub connectors for each module. The round connectors are underneath, wired to the backplane by individual wires.

    The premodulation processor's backplane links the modules to the external connectors.

    The premodulation processor's backplane links the modules to the external connectors.

    The four round military-style connectors are shown below. Two connectors have individual pins, while two connectors each have tiny coaxial connections.

    The premodulation processor had four connectors for its numerous audio, RF, and control signals.

    The premodulation processor had four connectors for its numerous audio, RF, and control signals.

     

  6. We've examined several different Apollo electronics boxes and surprisingly they use completely different manufacturing techniques, even for boxes built by the same manufacturer. Techniques we've seen include printed-circuit boards, surface-mount components, cordwood modules, "dead-bug" components on a ground plane, point-to-point components, and encapsulated hybrid modules. I expected that there would be a standard manufacturing technique (like PCBs are standard now), but everything is different. 

  7. The story of "Set SCE to Aux" is a well-known Apollo incident where disaster was averted. In brief, Apollo 12 was struck twice by lightning just seconds after launch. Inside the spacecraft, so many warning lights lit up that astronaut Conrad thought "the whole board looks like a Christmas tree". On the ground, consoles started displaying nonsense telemetry. Everyone was mystified until engineer John Aaron recalled seeing similar garbled telemetry during a test. He knew the solution and gave the puzzling command "Try SCE to Auxiliary". This switch was so obscure that astronaut Conrad responded, "What the hell is that?" Fortunately, astronaut Bean flipped the switch, bringing the SCE unit back to operation and restoring telemetry. There were other consequences of the lightning strike, but after the fuel cells were brought back online and the inertial guidance system was realigned, the spacecraft continued uneventfully to the Moon.

    The underlying problem was that the lightning strike caused the spacecraft's fuel cells to go offline. The DC voltage bus was supposed to be at 28 volts, but the loss of the fuel cells caused the voltage to sag to about 18 volts. Within milliseconds, the voltage climbed to 24 volts under battery power, still low. The low voltage caused the primary power supply of the SCE (signal conditioning equipment) to shut down. Since the SCE's role was preparing dozens of analog sensor voltages for telemetry, this caused the telemetry values to Mission Control to be garbled. Flipping the SCE switch to Aux caused the SCE to use its auxiliary power supply, restoring the SCE to operation.

    The published descriptions of this incident are vague on exactly why the auxiliary power supply worked when the primary didn't, so I looked at the SCE diagram (below) to fill in a few details. Power enters at the left and passes through the SCE's famous power switch, which has three positions: NORM, OFF, and AUX. Inside the SCE, there are two power supplies (red) for redundancy, along with some control circuitry at the top. One of the two power supplies is active at a time, unless both power supplies are deactivated for an overvoltage or undervoltage condition.

    Diagram of the SCE power supply and the switch. From Command/Service Module Systems Handbook p118.

    Diagram of the SCE power supply and the switch. From Command/Service Module Systems Handbook p118.

    The SCE has a flip flop (purple) that selects a power supply by disabling (blue) the unused one. When you switch SCE to AUX, one action is that it toggles the flip flop, switching from supply #1 to #2, or #2 to #1. But I don't think that was important for Apollo 12. AUX mode also blocks the undervoltage signal via an AND gate (green). That is, if the input voltage was still too low, both power supplies would be shut down in NORM mode but either one could function in AUX mode. This, I think, is why "SCE to AUX" powered up the SCE.

    Another interesting feature is the automatic failover (orange). In NORM mode, the SCE will automatically switch power supplies if an internal voltage is bad for 200 ms. However, the failover logic is blocked by the undervoltage detector, so it would not have taken place in Apollo 12. But otherwise, if one of the power supplies failed, the SCE would transparently switch to the other one.

    Curiously, the official NASA report Analysis of Apollo 12 Lightning Incident barely has two sentences on the SCE in its 94 pages. Although the SCE gets all the public attention in this incident, it seems like NASA didn't really care about it since the telemetry wasn't critical to the mission. NASA was much more interested in other effects of the lightning strike: the fuel cell shutdown, the effects on the computer and guidance systems, 9 failed sensors, and potential effects on the pyrotechnics. For more on the Apollo 12 incident, see the transcript, the detailed Scott Manley video, and an Apollo Flight Journal post.

    Note that the SCE's power supply logic is different from other units. Most units (such as the transponder, TWT amplifier, and premodulation processor) have primary and secondary power supplies, with a switch to explicitly select one or the other. However, in the SCE, the Aux switch toggles between power supplies, rather than selecting a specific auxiliary power supply. 

  8. Astronauts used multiple switches on the control console to control the premodulation processor. These switches were grouped in the lower-right corner of the console with other communications switches. The diagram below shows the relevant switches, highlighted in yellow.

    The Command Module console contains switches to control the premodulation processor. These switches are highlighted in yellow.
Diagram based on from Command/Service Module Systems Handbook p208.

    The Command Module console contains switches to control the premodulation processor. These switches are highlighted in yellow. Diagram based on from Command/Service Module Systems Handbook p208.

  9. For detailed information on the voice communication system, see Apollo Experience Report - Voice Communications Techniques and Performances. It discusses the performance requirements for the Apollo communications system and how the system was designed to achieve the intelligibility requirements. 

  10. The idea of backup voice was to provide a voice channel for emergencies that used less power, at the cost of garbling up to 30% of the words. After the explosion, Apollo 13 used the backup voice system so they could turn off the Lunar Module's power amplifier and conserve electrical power. (See Apollo 13 Mission Operations Report pages N-2 and N-7, as well as the transcript.) Backup voice was also used at times during Apollo 16 due to a failure of the Lunar Module's steerable S-band antenna; see Apollo 16 Mission Report page 7-3, which calls this mode "down voice backup". (I should point out that these backup voice incidents involved the Lunar Module, not the Command Module's premodulation processor.) 

Inside a 20-Watt Traveling Wave Tube Amplifier from Apollo

How did the Apollo astronauts communicate on their trip to the Moon, 240,000 miles back to Earth? They used a 32-pound amplifier, built around a special kind of vacuum tube called a traveling-wave tube. In this blog post, I look inside this amplifier and explain how the traveling-wave tube works.

The Collins Radio traveling-wave tube amplifier. The label says "Not for flight" so this amplifier was only used on the ground. Click this photo (or any other) for a larger version.

The Collins Radio traveling-wave tube amplifier. The label says "Not for flight" so this amplifier was only used on the ground. Click this photo (or any other) for a larger version.

Surprisingly, this amplifier only produced 20 watts of power, not much more than a handheld walkie-talkie.1 You might wonder how a 20-watt signal could be received all the way from the Moon. To pick up the weak signal, NASA built a network of 26-meter (85-foot) dish antennas that spanned the globe, with ground stations in Spain, Australia, and California. For the signal to the spacecraft, the ground stations broadcast a strong, focused 10,000-watt signal that could be picked up by the spacecraft's small antennas. Additional ground stations with smaller 9-meter (30 foot) antennas filled in coverage gaps, along with tracking ships and airplanes.2

NASA's 26-meter antenna at Honeysuckle Creek, Australia. Photo from NASA.

NASA's 26-meter antenna at Honeysuckle Creek, Australia. Photo from NASA.

The communication system on Apollo was very complex, as shown in the diagram below. The amplifier, highlighted in yellow, was just one component of this system (which I'm not going to try to explain here). Most communication went over the "Unified S-Band", which sent voice, data, telemetry, TV, control, and ranging through one unified system. In comparison, the Gemini missions used separate systems for different purposes. (S-band refers to the microwave frequency band used by this system.)

Diagram of the Apollo Block II Telecommunications System. (Click for a larger version.) From "Apollo Logistics Training", courtesy of Spaceaholic.

Diagram of the Apollo Block II Telecommunications System. (Click for a larger version.) From "Apollo Logistics Training", courtesy of Spaceaholic.

Inside the amplifier

The amplifier was built by Collins Radio, a company that had a large role in the space program.3 (Collins claims that from Mercury and Gemini to Apollo, every American voice transmitted from space was via Collins Radio equipment.) The photo below shows the amplifier with the cover removed, showing the circuitry inside. Note the tangles of coaxial cables for the high-frequency RF signals. The "Danger High Voltage" warning is due to the thousands of volts required by the traveling-wave tubes.

Inside the amplifier, many coaxial cables connect the RF circuitry.

Inside the amplifier, many coaxial cables connect the RF circuitry.

The block diagram below shows the structure of the amplifier,4 centered on the two traveling-wave tubes that perform the amplification. The amplifier takes two inputs: voice/data and the TV signal. In normal use, one tube amplifies the voice/data signal and the other amplifies the TV signal. An important feature is that either signal can be sent to either tube, or the amplifier can be bypassed entirely. This allows communication if a tube fails, or even if the amplifier entirely fails. The signals are directed by RF relays, electrically-controlled switches. The triplexer sends the two amplified signals to the antenna, and directs the signal from the antenna to the receiver.)

Simplified block diagram of the amplifier. From CSM Functional Integrated System Schematics.

Simplified block diagram of the amplifier. From CSM Functional Integrated System Schematics.

The photo below shows the amplifier with the case removed. (We were unable to disassemble the amplifier completely so this photo is from the documentation.5) The traveling-wave tube is the black cylinder at bottom right, about 10 inches long. The second tube is in the same position on the back of the amplifier.

Photo of the traveling-wave tube amplifier used in Apollo. Photo from
Collins S-Band Power Amplifier.

Photo of the traveling-wave tube amplifier used in Apollo. Photo from Collins S-Band Power Amplifier.

How a traveling-wave tube works

The traveling-wave tube (TWT) is the heart of the amplifier. TWT systems have been popular for satellites because they are compact and provide high amplification with very wide bandwidth.7 They are still widely used in satellites, radar, and other systems.

A traveling-wave tube uses an interesting technique to amplify the input RF signal, different from typical vacuum tubes. It creates a beam of electrons and transfers energy from this beam to the RF signal. In more detail, an electron gun shoots electrons down the tube, (a bit like a CRT). As these electrons travel through the tube, they interact with the RF signal and bunch together, transferring energy to the RF signal.6

The problem is that the electron beam and the RF signal need to travel at approximately the same speed in order to interact, but the electron beam travels at about 10% the speed of light,8 while the RF signal travels at the speed of light. The trick is to put the RF signal through a helix, wrapped around the beam. Because the RF signal travels through the long helix rather than in a straight line, its path through the tube is slowed. With the proper helix design, the RF signal and the electron beam travel at approximately the same net speed down the tube, allowing them to interact.

Diagram of the TWT amplifier. From "Apollo Logistics Training", courtesy of Spaceaholic.

Diagram of the TWT amplifier. From "Apollo Logistics Training", courtesy of Spaceaholic.

The diagram above shows the components of the traveling wave tube in detail. The heart of the TWT is the drift tube that holds the electron beam, wrapped in the helix for the RF signal. At the left, the electron beam is created by the components of the electron gun (heater, cathode, and electrodes). The RF input and output provide the connections to the helix for the signal that is being amplified. The collector absorbs the weakened electron beam after it has passed through the tube. Finally, the permanent magnets keep the electron beam focused through the tube.

It's hard to see the traveling-wave tube inside the amplifier, since it is mounted at the bottom under a bunch of coaxial cables; the photo below is the best I could do. The tube looks like a black cylinder, but you can see the coaxial cables attached at the left and right.

The traveling-wave tube inside the amplifier.

The traveling-wave tube inside the amplifier.

Other parts of the amplifier

Next, I'll briefly describe the other circuitry inside the amplifier. A traveling wave tube requires high voltage to accelerate the electron beam. The photo below shows two of the power supply transformers. The amplifier was powered with 115 volts AC, 3-phase at 400 cycles per second. It also used 28 volts DC for the control circuitry. Note the circuitry encased in plastic at the bottom of the photo.

The amplifier uses high-voltage transformers to power the traveling-wave tubes.

The amplifier uses high-voltage transformers to power the traveling-wave tubes.

As described earlier, the RF relays switch signals between the two tubes to provide redundancy. The relays (below) are the fairly large square units with coaxial cables attached. These relays are more complex than typical relays because they must transfer gigahertz RF signals. The internal wiring is constructed from metal strips between double ground planes along with waveguides.

The relays with coaxial cables attached.

The relays with coaxial cables attached.

Another interesting component of the amplifier is the triplexer, a special RF component that connects the antenna to the amplifier. The idea of the triplexer is that it has three ports, each for a different frequency, and keeps the signals on each port separate from each other. Specifically, it combines the main 2287.5 megahertz signal with the TV's 2272.5 megahertz signal and sends these to the antenna. The signal from the ground is at 2106.4 megahertz; the triplexer directs this signal from the antenna to the receiver. Internally, the triplexer has band-pass filters for each frequency, providing a large amount of isolation (60 dB) between its three ports.

The triplexer.

The triplexer.

The triplexer is the metal box in the photo above. Note the coax connections with the antenna connection labeled. Although the triplexer says "Danger High Voltage" on top, this refers to the surrounding power supply circuitry, not the triplexer itself.

Controlling the amplifier

The astronauts had control switches in the Command Module to turn the power amplifier on and off, and switch between the primary and secondary tubes. The diagram below shows the location of these switches, marked PWR AMPL. The PRIM/SEC selects which tube was used for the main signal and which was used for the TV signal. The HIGH/OFF/LOW switch selected the power output level for the amplifier. When the amplifier was off, the input signal was connected directly to the antenna, bypassing the amplifier.

Astronauts controlled the amplifier through switches on the console. Diagram from Command/Service Module Systems Handbook p208.

Astronauts controlled the amplifier through switches on the console. Diagram from Command/Service Module Systems Handbook p208.

Conclusion

This power amplifier illustrates the complexity of the communication systems for Apollo.9 Even though the amplifier is complex internally with redundant traveling-wave tubes, it is just one of many pieces of hardware. The diagram below shows the Command Module's equipment bay, with the amplifier highlighted in yellow. (The Apollo Guidance Computer was directly above the amplifier, two rows up.)

Diagram of the Apollo Command Module's equipment bay with the S-band power amplifier highlighted.
From Command/Service Module Systems Handbook p212.

Diagram of the Apollo Command Module's equipment bay with the S-band power amplifier highlighted. From Command/Service Module Systems Handbook p212.

We are currently investigating the possibility of powering up this amplifier to see if it still operates. I announce my latest blog posts on Twitter, so follow me @kenshirriff for updates. I also have an RSS feed. Thanks to Steve Jurvetson for loaning me this amplifier. Thanks to Spaceaholic and Mike Stewart for providing diagrams and the Collins Aerospace Museum for additional information.

Notes and references

  1. Walkie-talkies typically use 0.5 to 5 watts of power, with some models providing 8 watts, mostly limited by FCC regulations. There are a few 20-watt or even 25-watt handheld radios. 

  2. This photo shows the Vanguard tracking ship. This ship was a surplus tanker from World War II that was repurposed as a missile tracking ship by covering it with antennas. NASA used the ship for communication with Apollo, and the ship was scrapped in 2013.

    The Vanguard ship, from Wikimedia.

    The Vanguard ship, from Wikimedia.

     

  3. The document Collins S-Band Power Amplifier has technical specifications for the amplifier. The presentation Collins Role in Space Communications describes the Collins equipment used in Mercury, Gemini, and Apollo. Collins built equipment for the spacecraft and transmitting and receiving equipment on the ground. 

  4. Here's a more detailed diagram of the power amplifier circuitry. This diagram shows the power supply and control circuitry in more detail. In particular, the circuitry lets the tubes heat up for 90 seconds before use. Circuitry also shuts down the power if there is a fault or loss of a power phase.

    The power amplifier diagram.  From "Apollo Logistics Training", courtesy of Spaceaholic.

    The power amplifier diagram. From "Apollo Logistics Training", courtesy of Spaceaholic.

     

  5. The Collins photo makes it look like you can simply remove the case from the amplifier. However, the photo is misleading since the amplifier doesn't come apart like that. We attempted to remove the amplifier from the case, but it is fastened with many inaccessible screws and some components are glued down. We suspect that the amplifier was assembled inside the case, making it very difficult to perform any pre-launch maintenance. We gave up on disassembling the amplifier completely, which is why all our photos show the view from the top. 

  6. The interaction between the electron beam and the RF signal in the helix is complex, but the net result is that energy is transferred from the beam to the signal. Specifically, the electric field from the RF signal produces positive and negative waves. These accelerate and decelerate the electrons, causing them to bunch together. (On the whole, the electron beam decelerates more than it accelerates, so it loses energy.) The moving bunches of electrons induce more current in the helix, strengthening the RF signal. The result is a feedback loop, causing the RF signal to grow exponentially as it travels through the tube.

    For more information on how traveling-wave tubes work, see Traveling Wave Tube, Recent theory of traveling-wave tubes, or this long presentation

  7. A traveling-wave tube can amplify a large range of frequencies (i.e. it has a high bandwidth) because it doesn't have any resonant elements (unlike a klystron, for instance). Thus, it doesn't need to be tuned to a particular frequency. 

  8. Ignoring relativistic effects, the speed of an electron beam accelerated by a voltage is given by

    Equation for electron beam speed.

    Equation for electron beam speed.

    where v0 is the velocity, Vb is the voltage, e is the charge of an electron, and me is the mass of an electron. For example, applying 6000 volts yields an electron speed of 46,000 km/second, about 15% the speed of light.

    This equation is a rearrangement of the kinetic energy from the velocity and the energy from the voltage potential difference.

    Kinetic energy equation.

    Kinetic energy equation.

    In the traveling-wave tube, the electron beam must be slightly faster than the (net) RF signal speed so the beam will transfer energy to the RF signal as the beam is slowed.

     

  9. For more information on Apollo communication, see Apollo Experience Report - S-Band System Signal Design and Analysis. See also CSM Functional Integrated System Schematics and Command/Service Module Systems Handbook